Axes America, LLC
|
| Address: | 420 Lexington Avenue, Suite 225, New York, NY10170 |
| Established: | February 13, 1997 |
| Paid-in-capital: | U.S.$240,000 |
| President: | Hajime Sagawa |
| Business: | NASD registered Broker-Dealer |
| Provide investment information and products to Axes (Japan) Liaison with offshore funds |
Axes Investment Management Co., Ltd.
|
| Address: | Toyo Keizai Bldg. 7F, 1-2-1 Nihonbashi-Hongokucho |
| Chuo-ku, Tokyo 103-0021 |
| Telephone: | 03-5200-2120 |
| Established: | October 4, 1996 |
| Paid-in-capital: | JPY142,000.000.- |
| Major Shareholders: | Axes (Japan) Securities Co., Ltd. |
| President and CEO: | Ryuzo Yoshikai |
| Business: | Securities Investment Advisory Business |
| (Non-discretionary Investment Advisory Business and Discretionary Investment Management Business) |
| Registration: | Director of Kanto Local Financial Bureau
|
| (Financial instruments firms) No.420 |
| Association in which a Member: | Japan Securities Investment Advisers Association |